Prospective Investor Questionnaire

Gates Capital Management, Inc. is a Registered Investment Advisor ("RIA") with the SEC. As an RIA, we presently manage partnerships that are available only to qualified investors and we are required to determine the appropriateness of our funds for investors.

The information on this website is provided solely for informational purposes and does not constitute an offer to sell or a solicitation of an offer to purchase any security, interest in any private investment fund, or any other investment product or service. Any private investment fund advised by the Firm is offered only pursuant to the fund’s confidential offering documents and only to persons who qualify as “accredited investors” under Regulation D of the Securities Act of 1933 and, where applicable, as “qualified purchasers” under the Investment Company Act of 1940.

If you would like to learn more about Gates Capital’s strategies, we appreciate you providing us with the information below.

Should you prefer to print and submit the form below, please click here for our Prospective Investor Questionnaire.

* First Name:
* Last Name:
* Email:
Firm Name:
* Address 1:
Address 2:
City:
State:
* Zip:
* Country:
* Phone:
Cell Phone:
Title:
How did you hear about us?
Type of investor

QUALIFIED INVESTOR STATUS
Do you meet one of the following criteria? Investment portfolio is valued at $5 million or more (for individuals) Any company that owns or manages at least $25 million of investments	Yes No
INVESTMENT DETAILS
Are you planning new hedge fund investments in the next 3-6 months?	Yes No
Do you currently have investments in dedicated event-driven hedge funds?	Yes No
Do you consider yourself familiar with the event-driven strategy?	Yes No
Total investable assets? (in millions)
Typical initial hedge fund position size? (in millions)
Typical maximum hedge fund position size? (in millions)
How long does your due diligence process typically take?
In what year did you/your organization begin investing in hedge funds?
Who is your financial advisor/wealth advisor/consultant?
Phone number for your financial advisor/wealth advisor/consultant:
INFORMATION REQUEST
CHECK ALL THAT YOU WOULD LIKE TO RECEIVE:
Website access password
Quarterly Letter
Marketing Materials
Monthly e-mail update
CONFIRM ACCEPTANCE
I HAVE READ AND UNDERSTAND THE FOLLOWING IMPORTANT POINTS:
1. The ECF Value Funds report performance at the end of each month.	I CONFIRM
2. Liquidity is offered either quarterly or annually, depending on class selection.	I CONFIRM
3. Gates Capital does not sign side letters with preferential investor terms.	I CONFIRM
4. Gates Capital does not provide separately managed accounts.	I CONFIRM
5. For European investors only: Gates Capital Management has not previously marketed or promoted the ECF Value Funds or other financial products.	I CONFIRM