Prospective Investor Questionnaire

Prospective Investor Questionnaire

Gates Capital Management, Inc. is a Registered Investment Advisor ("RIA") with the SEC and manages the ECF Value Funds, including two onshore investment limited partnerships and one offshore investment company. As an RIA, we manage partnerships that are available only to qualified investors and we are required to determine the appropriateness of our funds for investors.

Gates Capital has prepared marketing materials, required disclosure statements and offering documents to help investors make an informed investment decision. We appreciate you providing us with important information relative to your status as an investor.

Should you prefer to print and submit the form below, please click here for our Prospective Investor Questionnaire.

* First Name:
* Last Name:
* Email:
Firm Name:
* Address 1:
Address 2:
City:
State:
* Zip:
* Country:
* Phone:
Cell Phone:
Title:
How did you hear about us?
Type of investor
QUALIFIED INVESTOR STATUS
Do you meet one of the following criteria?
  • Investment portfolio is valued at $5 million or more (for individuals)
  • Any company that owns or manages at least $25 million of investments
Yes No
INVESTMENT DETAILS
Are you planning new hedge fund investments in the next 3-6 months? Yes No
Do you currently have investments in dedicated event-driven hedge funds? Yes No
Do you consider yourself familiar with the event-driven strategy? Yes No
Total investable assets? (in millions)
Typical initial hedge fund position size? (in millions)
Typical maximum hedge fund position size? (in millions)
How long does your due diligence process typically take?
In what year did you/your organization begin investing in hedge funds?
Who is your financial advisor/wealth advisor/consultant?
Phone number for your financial advisor/wealth advisor/consultant:
INFORMATION REQUEST
CHECK ALL THAT YOU WOULD LIKE TO RECEIVE:
Website access password
Quarterly Letter
Marketing Materials
Monthly e-mail update
CONFIRM ACCEPTANCE
I HAVE READ AND UNDERSTAND THE FOLLOWING IMPORTANT POINTS:
1. The ECF Value Funds report performance at the end of each month. I CONFIRM
2. Liquidity is offered either quarterly or annually, depending on class selection. I CONFIRM
3. Gates Capital does not sign side letters with preferential investor terms. I CONFIRM
4. Gates Capital does not provide separately managed accounts. I CONFIRM
5. For European investors only: Gates Capital Management has not previously marketed or promoted the ECF Value Funds or other financial products. I CONFIRM